Financial Advisor Opportunities

San Francisco, CA, New York, NY, Houston, TX, Chicago, IL

A premier global investment banking and wealth management firm is seeking two high-performing Financial Advisors to join our expanding advisory teams in the San Francisco, New York, Houston, and Chicago markets.

This is an opportunity to align with a world-class organization known for sophisticated wealth strategies, elite client service, institutional-level resources, and an exceptional advisor support platform.

We are seeking entrepreneurial professionals with proven success serving high-net-worth individuals and families who are ready to elevate their practice, increase earnings potential, and build long-term enterprise value.

Two Distinct Career Paths

1. Advisor Development Track

Partner with a Seasoned Senior Advisor

Ideal for advisors looking to accelerate growth through mentorship, advanced planning exposure, and institutional support.

Compensation

• Base Salary: $75,000–$90,000
• Performance Bonuses
• Total Compensation Potential: Up to $250,000+ annually

What You’ll Gain

• Direct mentorship from a senior advisor
• Hands-on development with high-net-worth clientele
• Structured growth and career advancement
• Access to sophisticated planning strategies and proprietary tools

2. Independent Advisor Channel

Build Your Practice with Full Institutional Support

Designed for experienced advisors seeking greater autonomy, significantly higher payout structures, and long-term practice scalability.

Compensation

• 80%–85% Commission Payout
• Total Compensation Potential: $325,000–$450,000+ annually

Firm Support Includes

• Dedicated support staff
• Marketing and branding support
• Advanced training and development
• State-of-the-art technology and practice management tools
• E&O insurance coverage
• Travel expense reimbursement
• Full operational infrastructure

Why Advisors Join Our Firm

We believe exceptional advisors deserve exceptional support.

Benefits & Advantages

• Outstanding collaborative culture
• Elite wealth management platform
• Cutting-edge technology and planning tools
• Competitive compensation structure
• Uncapped monthly bonus opportunities
• Comprehensive benefits package including:
  • Health insurance
  • Retirement benefits
  • Life insurance
  • Long-term disability coverage
• Superior succession and retirement transition strategies
• Long-term career growth and leadership opportunities
• Ongoing coaching, mentorship, and professional development

Requirements

Minimum Qualifications

• 3–5 years of financial advisory experience
• Demonstrated success working with high-net-worth clients
• Existing book of business with approximately $10M–$50M in AUM
• FINRA Series 7 License
• Series 63 or 66
• Series 65 or 66
• Active State Insurance Licenses:
  • Health
  • Life
  • Variable Products

Required Qualifications:

• Four-year college degree or equivalent experience
• Legally authorized to work in the United States without sponsorship
• Entrepreneurial mindset with strong business development capabilities
• Desire to grow within a coaching and peer-learning environment
• Proven track record of consistent production and client retention
• Strong interpersonal, relationship-building, and communication skills

Ideal Candidate Profile

You are a relationship-driven advisor who thrives in a performance-oriented environment and wants access to institutional-quality resources without sacrificing entrepreneurial freedom.

You value:

• Growth
• Independence
• Elite client experiences
• Long-term wealth creation
• Collaborative excellence
• Building a lasting advisory business

Apply Today

If you are ready to take your advisory career to the next level with the support of a top-tier investment banking and wealth management platform, we encourage you to apply confidentially today. Send resume and LinkedIn profile to: [email protected]